Manager's Guide to Compliance

Manager’s guide to compliance : Sarbanes-Oxley, COSO, ERM, COBIT, IFRS, BASEL II, OMB A-123, ASX 10, OECD principles, Turnbull guidance, best practices, and case studies / Anthony Tarantino.
Published by John Wiley & Sons, Inc., Hoboken, New Jersey, 2006.

Price: $50.00

This book is very practical and helpful for both novice and experienced professionals. Comprised in-depth, updated but not too detail about compiled various frameworks and standards generally used in global business world in 30 chapters.

If you are an auditor, financial and business consultant, C-level executives or managerial role this book worthed to be your resource.

Here are the contents chapter by chapter:

• CHAPTER 1-U.S. SOX Section 401: Off-Balance Sheet Arrangements p1
• CHAPTER 2-U.S. SOX Section 404: Internal Controls p21
• CHAPTER 3-U.S. SOX Section 406: Code of Ethics p32
• CHAPTER 4-U.S. SOX Section 409: Real-Time Reporting of Material Changes p35
• CHAPTER 5-U.S. SOX Impact on Privately Held Companies and Nonprofits p39
• CHAPTER 6-U.S. SOX Impact on Small U.S. Companies p44
• CHAPTER 7-U.S. SOX Impact on Foreign Companies p49
• CHAPTER 8-U.S. Government’s Version of U.S. SOX: OMB Circular A-123 p53
• CHAPTER 9-U.S. Healthcare Efforts to Improve Internal Controls: U.S. HIPAA p69
• CHAPTER 10-Bankers’ and Insurers’ Efforts to Improve Internal Controls p71
• CHAPTER 11-Australia, Canada, and UK Efforts to Improve Internal Controls p79
• CHAPTER 12-EU Efforts to Improve Internal Controls: OECD Principles p91
• CHAPTER 13-Global GAAP (IFRS) and Global Reporting Language (XBRL) p96
• CHAPTER 14-Compliance and Internal Controls Impact on Outsourcing p106
• CHAPTER 15-Civil and Criminal Penalties for Noncompliance p108
• CHAPTER 16-Business Penalties for Noncompliance: A Material Weakness p121
• CHAPTER 17-Revenue Recognition Requirements: U.S. SAB 101 and 104 p125
• CHAPTER 18-Data Retention Requirements p135
• CHAPTER 19-Compliance and Internal Control Software p139
• CHAPTER 20-Auditing Internal Controls p147
• CHAPTER 21-Best Practices in Internal Controls: Enterprise Risk Management p178
• CHAPTER 22-Best Practices in Internal Controls: IT Risk Management & SDLC (NIST 800-30) p185
• CHAPTER 23-Best Practices in Internal Controls: Mapping COBIT to COSO I, COSO II, & PCAOB p190
• CHAPTER 24-Best Practices in Internal Controls: COBIT IT Control Objectives p194
• CHAPTER 25-Best Practices in Compliance and Internal Controls: ASX 10 Principles p200
• CHAPTER 26-Best Practices in Internal Controls: Segregation of Duties (SOD) p228
• CHAPTER 27-Best Practices in Internal Controls: Case Studies p242
• CHAPTER 28-Best Practices in Compliance Project Management p254
• CHAPTER 29-Best Practices in Governance and Ethics p261
• CHAPTER 30-Costs versus Benefits and the Business Reaction p266
• APPENDIX A Frequently Asked P2P Questions p278APPENDIX B Links to Referenced Organizations and Documents p290
• GLOSSARY p292
• INDEX p304

(C/P)